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Compass, Inc. — Director's Dealing 2023
Jun 7, 2023
31091_dirs_2023-06-07_78f2cbc1-4c3c-4433-bf4a-4835b747ec6d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2023-06-05
Reporting Person: Reelitz Kalani (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-05 | Class A Common Stock | M | 20000 | — | Acquired | 33080 | Direct |
| 2023-06-05 | Class A Common Stock | F | 5860 | $3.84 | Disposed | 27220 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-05 | Restricted Stock Unit (RSU) | $ | M | 20000 | Disposed | Class A Common Stock (20000) | Direct |
Footnotes
F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3: The RSUs vest as to the 25% of the shares on each of February 15, 2023, May 15, 2023, August 15, 2023, and November 15, 2023, with 100% of the total shares vested on November 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date.
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