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Compass, Inc. — Director's Dealing 2023
Aug 4, 2023
31091_dirs_2023-08-04_d1c09003-512b-43aa-a6ce-a09633c43251.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2023-08-03
Reporting Person: Hart Gregory M. (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-03 | Class A Common Stock | M | 17290 | — | Acquired | 853562 | Direct |
| 2023-08-03 | Class A Common Stock | F | 6804 | $4.35 | Disposed | 846758 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-08-03 | Restricted Stock Unit (RSU) | $ | M | 17290 | Disposed | Class A Common Stock (17290) | Direct |
Footnotes
F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.
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