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COLUMBUS MCKINNON CORP — Director's Dealing 2014
Dec 18, 2014
33007_dirs_2014-12-18_1c285eec-b327-44dc-8fdf-606027b5c9a4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COLUMBUS MCKINNON CORP (CMCO)
CIK: 0001005229
Period of Report: 2014-12-16
Reporting Person: Celi Ivo (Vice President - EMEA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-16 | Common Stock | A | 10.1461 | $27.12 | Acquired | 31001.1461 | Direct |
| 2014-12-16 | Common Stock | A | 16.4907 | $25.02 | Acquired | 31017.6368 | Direct |
| 2014-12-16 | Common Stock | A | 14.4218 | $28.61 | Acquired | 31032.0586 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30991 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Options (Right to Buy) | $14.8 | 2020-01-24 | Common Stock (10000.0) | 10000 | Direct |
| Non-Qualified Stock Options (Right to Buy) | $18.24 | 2020-05-16 | Common Stock (3513.0) | 3513 | Direct |
| Non-Qualified Stock Options (Right to Buy) | $19.5 | 2021-05-22 | Common Stock (6389.0) | 6389 | Direct |
| Non-Qualified Stock Options (Right to Buy) | $13.43 | 2022-05-20 | Common Stock (11238.0) | 11238 | Direct |
| Non-Qualified Stock Options (Right to Buy) | $18.95 | 2023-05-20 | Common Stock (9085.0) | 9085 | Direct |
| Non-Qualified Stock Options (Right to Buy) | $27.12 | 2024-05-19 | Common Stock (8706.0) | 8706 | Direct |
Footnotes
F1: Represents additional restricted stock units attributable to dividend reinvestment.
F2: Includes 18,796.0586 shares of restricted stock units issued to reporting person, subject to forfeiture in whole or part; 849.7831 shares become fully vested and non-forfeitable on 5/23/2015; 2,814.53 units become fully vested and non-forfeitable 50% per year for two years beginning 5/21/2015, 3,245.4483 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2015; 3,446.2972 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/19/2015; 5,856 shares become fully vested and non-forfeitable on 5/21/2015; and the remaining 2,584 shares become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer.
F3: Exercisable 50% per year for two years beginning 1/25/2014, if reporting person remains an employee of issuer.
F4: All exercisable, subject to IRS limitations.
F5: Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
F6: Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
F7: Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.
F8: Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.