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CME GROUP INC. — Director's Dealing 2018
Feb 6, 2018
29871_dirs_2018-02-06_ddc215c5-fca8-49a9-a6bd-37b53f1da523.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2018-02-02
Reporting Person: Kometer Kevin (Sr MD Chief Information Office)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-02 | Common Stock Class A | M | 7180 | $56.87 | Acquired | 61012 | Direct |
| 2018-02-02 | Common Stock Class A | S | 7180 | $162.0181 | Disposed | 53832 | Direct |
| 2018-02-02 | Common Stock Class A | M | 5100 | $83.88 | Acquired | 58932 | Direct |
| 2018-02-02 | Common Stock Class A | S | 5100 | $162.0181 | Disposed | 53832 | Direct |
| 2018-02-02 | Common Stock Class A | M | 3825 | $67.36 | Acquired | 57657 | Direct |
| 2018-02-02 | Common Stock Class A | S | 3825 | $162.0181 | Disposed | 53832 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-02 | Non-Qualified Stock Option (right to buy) | $56.87 | M | 7180 | Disposed | 2019-09-15 | Common Stock Class A (7180) | Direct |
| 2018-02-02 | Non-Qualified Stock Option (right to buy) | $67.36 | M | 3825 | Disposed | 2018-09-15 | Common Stock Class A (3825) | Direct |
| 2018-02-02 | Non-Qualified Stock Option (right to buy) | $83.88 | M | 5100 | Disposed | 2018-06-16 | Common Stock Class A (5100) | Direct |
Footnotes
F1: On February 2, 2018, Mr. Kometer sold a total of 16,105 shares of CME Group Class A common stock at an average price of $162.02 per share, including the exercise of options. The price ranges were $162.00 through $162.36. The Company maintains a record of the transactions and copies will be provided upon request.
F2: As of 9/15/2013, this option vested with respect to 100% of the granted number of shares covered by the option.
F3: As of 9/15/2013, this option vested with respect to 100% of the granted number of shares covered by the option.
F4: As of 6/16/2013, this option vested with respect to 100% of the granted number of shares covered by the option.