AI assistant
CME GROUP INC. — Director's Dealing 2018
Mar 19, 2018
29871_dirs_2018-03-19_cb61ceda-43e0-4933-a1a5-244201ad8a80.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2018-03-15
Reporting Person: Cutinho Sunil (Sr MD & President CME Clearing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-15 | Common Stock Class A | A | 5449 | $0.0 | Acquired | 27750 | Direct |
| 2018-03-15 | Common Stock Class A | A | 1467 | $0.0 | Acquired | 29217 | Direct |
| 2018-03-15 | Common Stock Class A | F | 2226 | $165.66 | Disposed | 26991 | Direct |
| 2018-03-15 | Common Stock Class A | F | 431 | $165.66 | Disposed | 26560 | Direct |
| 2018-03-16 | Common Stock Class A | F | 287 | $165.12 | Disposed | 26273 | Direct |
Footnotes
F1: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017.
F2: Represents shares earned from a 2014 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017.
F3: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.
F4: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/18.