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CME GROUP INC. — Director's Dealing 2018
Sep 7, 2018
29871_dirs_2018-09-07_89d17475-d1ed-4eb1-9260-e856576e7134.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2018-09-05
Reporting Person: Tobin Jack J (MD Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-05 | Common Stock Class A | M | 1780 | $56.87 | Acquired | 17534 | Direct |
| 2018-09-05 | Common Stock Class A | S | 1780 | $174.8653 | Disposed | 15754 | Direct |
| 2018-09-05 | Common Stock Class A | M | 1100 | $54.3 | Acquired | 16854 | Direct |
| 2018-09-05 | Common Stock Class A | S | 1100 | $174.8653 | Disposed | 15754 | Direct |
| 2018-09-05 | Common Stock Class A | M | 4940 | $54.37 | Acquired | 20694 | Direct |
| 2018-09-05 | Common Stock Class A | S | 4940 | $174.8653 | Disposed | 15754 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-05 | Non-Qualified Stock Option (right to buy) | $54.3 | M | 1100 | Disposed | 2020-09-15 | Common Stock Class A (1100) | Direct |
| 2018-09-05 | Non-Qualified Stock Option (right to buy) | $54.37 | M | 4940 | Disposed | 2021-09-15 | Common Stock Class A (4940) | Direct |
| 2018-09-05 | Non-Qualified Stock Option (right to buy) | $56.87 | M | 1780 | Disposed | 2019-09-15 | Common Stock Class A (1780) | Direct |
Footnotes
F1: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
F2: On September 5, 2018, Mr. Tobin sold an aggregate of 7,820 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were 173.02 to $173.99; $174.09 to $174.78; $175.07 to $175.98; $176.06 to $176.99; $177.05 to $177.31. The Company maintains a record of the transactions and copies will be provided upon request.
F3: As of 9/15/2014, this option vested with respect to 100% of the granted number of shares covered by the option.
F4: As of 9/15/2015, this option vested with respect to 100% of the granted number of shares covered by the option.
F5: As of 9/15/2013, this option vested with respect to 100% of the granted number of shares covered by the option.