AI assistant
CME GROUP INC. — Director's Dealing 2018
Nov 20, 2018
29871_dirs_2018-11-20_a1ccf24c-2c11-464a-91b8-53ee63dcac5e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2018-11-16
Reporting Person: Winkler Julie (Sr MD Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-16 | Common Stock Class A | M | 2670 | $54.3 | Acquired | 24255 | Direct |
| 2018-11-16 | Common Stock Class A | S | 2670 | $195.01 | Disposed | 21585 | Direct |
| 2018-11-16 | Common Stock Class A | M | 1310 | $56.87 | Acquired | 22895 | Direct |
| 2018-11-16 | Common Stock Class A | S | 1310 | $195.01 | Disposed | 21585 | Direct |
| 2018-11-16 | Common Stock Class A | S | 1867 | $195.01 | Disposed | 19718 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-16 | Non-Qualified Stock Option (right to buy) | $54.3 | M | 2670 | Disposed | 2020-09-15 | Common Stock Class A (2670) | Direct |
| 2018-11-16 | Non-Qualified Stock Option (right to buy) | $56.87 | M | 1310 | Disposed | 2019-09-15 | Common Stock Class A (1310) | Direct |
Footnotes
F1: On November 16, 2018, Ms. Winkler sold an aggregate of 5,847 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $194.95 to $195.18. The Company maintains a record of the transactions and copies will be provided upon request.
F2: As of 9/15/2014, this option vested with respect to 100% of the granted number of shares covered by the option.
F3: As of 9/15/2013, this option vested with respect to 100% of the granted number of shares covered by the option.