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CATERPILLAR INC Director's Dealing 2012

Feb 2, 2012

29780_dirs_2012-02-02_caef23a3-1fad-4963-b881-c4cc088b68d9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2012-01-31

Reporting Person: WUNNING STEVEN H (Group President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-01-31 Common M 126000 $38.6275 Acquired 201863 Direct
2012-01-31 Common S 126000 $111.0943 Disposed 75863 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-01-31 Employee Stock Option $38.6275 M 126000 Disposed 2014-06-08 Common (126000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common 951 Indirect

Footnotes

F1: This amount includes 24,698 shares in 401K.

F2: Reporting person disclaims beneficial ownership.

F3: Right to buy with tandem tax withholding rights.

F4: Exercisable in thirds beginning 1 year after the initial grant date. (1/3 after one year; 1/3 after two years; 1/3 after three years).