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CATERPILLAR INC Director's Dealing 2012

Mar 2, 2012

29780_dirs_2012-03-02_3629b00b-0368-4978-b018-b90c8c3c9c51.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2012-02-29

Reporting Person: GOODE DAVID R (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2012-02-29	Phantom Stock Units	$	A	327	Acquired		Common (327)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common	32024	Direct
Common	40581	Indirect

Footnotes

F1: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.

F2: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.

F3: The units were valued in February 2012 on the basis of the issuer's common stock price, 204 units at a price of $115.41 and 123 units at a price of $115.04, per unit.