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CATERPILLAR INC Director's Dealing 2012

Apr 3, 2012

29780_dirs_2012-04-03_4ddf5edf-f146-4a95-a0ab-91a006338022.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2012-03-30

Reporting Person: MAGOWAN PETER A (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2012-03-30	Phantom Stock Units	$	A	118	Acquired		Common (118)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common	308481	Direct

Footnotes

F1: This amount includes 164 shares in dividend reinvestment.

F2: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.

F3: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.

F4: The units were valued in March 2012 on the basis of the issuer's common stock price, 118 units at a price of $106.27.