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CATERPILLAR INC Director's Dealing 2009

Feb 2, 2009

29780_dirs_2009-02-02_aa5f3768-d682-4656-90d6-249a40a0db34.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2009-01-29

Reporting Person: MAGOWAN PETER A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2009-01-29 Common P 2500 $32.3812 Acquired 275502 Direct
2009-01-30 Common P 3000 $30.951 Acquired 278502 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2009-01-30 Phantom Stock Units $ A 242 Acquired Common (242) Direct

Footnotes

F1: This amount includes 3548 shares in dividend reinvestment.

F2: Security converts to common stock on a one-for-one basis.

F3: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2009 at a price of $30.90 per share.