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CATERPILLAR INC Director's Dealing 2003

Sep 3, 2003

29780_dirs_2003-09-03_2d80348c-562a-4e5f-ac24-858e9e07a374.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2003-08-29

Reporting Person: PARKER JAMES J (Vice President)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2003-08-29 Phantom Stock Units $0 A 27 Acquired 1988-08-08 Common (27) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common 8041 Direct

Footnotes

F1: This amount includes 5828 shares in 401K and 1297 shares in SEIP.

F2: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service.

F3: Security converts to common stock on a one-for-one basis.