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CATERPILLAR INC — Director's Dealing 2003
Sep 3, 2003
29780_dirs_2003-09-03_2d80348c-562a-4e5f-ac24-858e9e07a374.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2003-08-29
Reporting Person: PARKER JAMES J (Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-08-29 | Phantom Stock Units | $0 | A | 27 | Acquired | 1988-08-08 | Common (27) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common | 8041 | Direct |
Footnotes
F1: This amount includes 5828 shares in 401K and 1297 shares in SEIP.
F2: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service.
F3: Security converts to common stock on a one-for-one basis.
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