CARPENTER TECHNOLOGY CORP - Director's Dealing 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2023-09-19

Reporting Person: Thene Tony R (President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-09-19	Common Stock	M	19446	$36.82	Acquired	367229	Direct
2023-09-19	Common Stock	M	64660	$39.02	Acquired	431889	Direct
2023-09-19	Common Stock	M	225273	$39.02	Acquired	657162	Direct
2023-09-19	Common Stock	F	235371	$68.06	Disposed	421791	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-09-19	Employee Stock Option (Right to Buy)	$36.82	M	19446	Disposed	2025-08-03	Common Stock (19446)	Direct
2023-09-19	Employee Stock Option (Right to Buy)	$39.02	M	64660	Disposed	2026-08-01	Common Stock (64660)	Direct
2023-09-19	Employee Stock Option (Right to Buy)	$39.02	M	225273	Disposed	2026-08-01	Common Stock (225273)	Direct

Footnotes

F1: The transaction reported in this line was undertaken by the Reporting Person for tax planning purposes.

F2: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.

F3: One-third of this award became exercisable on each of August 1, 2017, 2018 and 2019.

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CARPENTER TECHNOLOGY CORP Director's Dealing 2023

30520_dirs_2023-09-21_c85ca5f6-cd5c-4d15-9b11-07f437113896.zip

SEC Form 4 — Statement of Changes in Beneficial Ownership

Non-Derivative Transactions

Derivative Transactions

Footnotes

AI assistant

CARPENTER TECHNOLOGY CORP — Director's Dealing 2023

30520_dirs_2023-09-21_c85ca5f6-cd5c-4d15-9b11-07f437113896.zip

SEC Form 4 — Statement of Changes in Beneficial Ownership

Non-Derivative Transactions

Derivative Transactions

Footnotes

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CARPENTER TECHNOLOGY CORP Director's Dealing 2023