AI assistant
BIOLIFE SOLUTIONS INC — Director's Dealing 2014
Mar 26, 2014
32106_dirs_2014-03-26_88c35f34-fd39-4f6d-b5ee-9c5778db0b1a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIOLIFE SOLUTIONS INC (BLFS)
CIK: 0000834365
Period of Report: 2014-03-25
Reporting Person: VILLIGER WALTER (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-25 | Common Stock | J | 1777211 | — | Acquired | 1777211 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-25 | Common Stock Warrants | $4.75 | J | 1777211 | Acquired | 2021-03-25 | Common Stock (1777211) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1374293 | Direct |
Footnotes
F1: Units consisting of common stock and warrants were issued to WAVI Holding AG ("WAVI") in connection with conversion of outstanding promissory notes and interest accrued thereon.
F2: Each unit acquired in the conversion consisted of 1 common stock and 1 common stock warrant at a price of $4.30 per unit.
F3: These shares and warrants are owned directly by WAVI, a 10% owner of the Issuer, and indirectly by the Reporting Person as sole owner of WAVI. The Reporting Person is a 10% owner of the Issuer.
F4: Common stock reflected takes into account 1-for-14 split effectuated by the Issuer on January 29, 2014.