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Barclays PLC — Major Shareholding Notification 2010
Aug 2, 2010
5250_ffr_2010-08-02_41d75ee0-80d7-4e5e-b5f6-f693f5186c46.zip
Major Shareholding Notification
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
August, 2010
Barclays PLC and Barclays Bank PLC (Names of Registrants)
1 Churchill Place London E14 5HP England (Address of Principal Executive Offices) Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F x Form 40-F Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes No x If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): This Report is a joint Report on Form 6-K filed by Barclays PLC and Barclays Bank PLC. All of the issued ordinary share capital of Barclays Bank PLC is owned by Barclays PLC. This Report comprises: Information given to The London Stock Exchange and furnished pursuant to General Instruction B to the General Instructions to Form 6-K. EXHIBIT INDEX
| Exhibit No. 1 | Holding(s) in Company dated 2 July 2010 |
|---|---|
| Exhibit No. 2 | FRN Variable Rate Fix dated 5 July 2010 |
| Exhibit No. 3 | FRN Variable Rate Fix dated 12 July 2010 |
| Exhibit No. 4 | Publication of Final Terms dated 12 July 2010 |
| Exhibit No. 5 | FRN Variable Rate Fix dated 13 July 2010 |
| Exhibit No. 6 | FRN Variable Rate Fix dated 14 July 2010 |
| Exhibit No. 7 | FRN Variable Rate Fix dated 16 July 2010 |
| Exhibit No. 8 | FRN Variable Rate Fix dated 16 July 2010 |
| Exhibit No. 9 | FRN Variable Rate Fix dated 16 July 2010 |
| Exhibit No. 10 | FRN Variable Rate Fix dated 19 July 2010 |
| Exhibit No. 11 | FRN Variable Rate Fix dated 19 July 2010 |
| Exhibit No. 12 | FRN Variable Rate Fix dated 21 July 2010 |
| Exhibit No. 13 | FRN Variable Rate Fix dated 23 July 2010 |
| Exhibit No. 14 | FRN Variable Rate Fix dated 26 July 2010 |
| Exhibit No. 15 | FRN Variable Rate Fix dated 29 July 2010 |
| Exhibit No. 16 | Blocklisting Interim Review dated 29 July 2010 |
| Exhibit No. 17 | Blocklisting Interim Review dated 29 July 2010 |
| Exhibit No. 18 | Blocklisting Interim Review dated 29 July 2010 |
| Exhibit No. 19 | Blocklisting Interim Review dated 29 July 2010 |
| Exhibit No. 20 | Blocklisting Interim Review dated 29 July 2010 |
| Exhibit No. 21 | Blocklisting Interim Review dated 29 July 2010 |
| Exhibit No. 22 | Blocklisting Interim Review dated 29 July 2010 |
| Exhibit No. 23 | Blocklisting Interim Review dated 29 July 2010 |
| Exhibit No. 24 | Holding(s) in Company dated 30 July 2010 |
| Exhibit No. 25 | Total Voting Rights dated 30 July 2010 |
EEDocs PBEnd
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BARCLAYS PLC (Registrant)
Date: August 02, 2010
By: /s/ Patrick Gonsalves ---------------------- Patrick Gonsalves Deputy Secretary BARCLAYS BANK PLC (Registrant)
EEDocs PBStart
EEDocs PBEnd
Date: August 02, 2010
By: /s/ Patrick Gonsalves ---------------------- Patrick Gonsalves Joint Secretary
Exhibit No.1
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | |
|---|---|
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Barclays Plc |
| 2. Reason for the notification (please tick the appropriate box or boxes): | |
| An acquisition or disposal of voting rights | Yes |
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached. | |
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |
| An event changing the breakdown of voting rights | |
| Other (please specify): | |
| 3. Full name of person(s) subject to the notification obligation: | Legal & General Group Plc (L&G) |
| 4. Full name of shareholder(s) (if different from 3.): | Legal & General Assurance (Pensions Management) Limited (PMC) |
| 5. Date of the transaction and date on which the threshold is crossed or reached: | 30 June 2010 |
| 6. Date on which issuer notified: | 01 July 2010 |
| 7. Threshold(s) that is/are crossed or reached: | L&G (From 4% to 3%) |
PAGE BREAK
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| 8. Notified details: | |||||||
|---|---|---|---|---|---|---|---|
| A: Voting rights attached to shares | |||||||
| Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
| Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights | |||
| Direct | Indirect | Direct | Indirect | ||||
| Ordinary 25p | 483,625,057 (As on 05/03/2010) | 481,303,803 | 481,303,803 | 3.99% | |||
| B: Qualifying Financial Instruments | |||||||
| Resulting situation after the triggering transaction | |||||||
| Type of financial instrument | Expiration date | Exercise/ Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | |||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | |||||||
| Resulting situation after the triggering transaction | |||||||
| Type of financial instrument | Exercise price | Expiration date | Exercise/ Conversion period | Number of voting rights instrument refers to | % of voting rights | ||
| Nominal | Delta | ||||||
| Total (A+B+C) | |||||||
| Number of voting rights | Percentage of voting rights | ||||||
| 481,303,803 | 3.99% |
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- Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
Legal & General Group Plc (Direct and Indirect) (Group)
Legal & General Investment Management Limited (Indirect) (LGIM)
Legal & General Group Plc (Direct) (L&G) ( 481,303,803 - 3.99%= LGAS, LGPL & PMC)
Legal & General Assurance (Pensions Management) Limited (PMC) ( 402,930,810 - 3.34%= PMC)
Legal & General Assurance Society Limited (LGAS & LGPL)
| Proxy Voting: | |
|---|---|
| 10. Name of the proxy holder: | N/A |
| 11. Number of voting rights proxy holder will cease to hold: | N/A |
| 12. Date on which proxy holder will cease to hold voting rights: | N/A |
| 13. Additional information: | Notification using the total voting rights figure of 12,045,214,194 |
| 14. Contact name: | Wayne Powell (LGIM) |
| 15. Contact telephone number: | 020 3124 3851 |
Exhibit No.2
| As Agent Bank, please be advised of the following rate determined on: 02/07/10 — Issue | ¦ Barclays Bank Plc - Series 172 - USD 2,000,000,000 FRN due 5 December 2011 | ||
|---|---|---|---|
| ISIN Number | ¦ XS0403958571 | ||
| ISIN Reference | ¦ 40395857 | ||
| Issue Nomin USD | ¦ 2,000,000,000 | ||
| Period | ¦ 06/07/10 to 05/08/10 | Payment Date 05/08/10 | |
| Number of Days | ¦ 30 | ||
| Rate | ¦ 1.3975 | ||
| Denomination USD | ¦ 50,000 | ¦ 1,000 | ¦ |
| Amount Payable per Denomination | ¦ 58.23 | ¦ 1.16 | ¦ |
| Bank of New York | |||
| Rate Fix Desk | Telephone | ¦ 44 1202 689580 | |
| Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No.3
| As Agent Bank, please be advised of the following rate determined on: 09/07/10 — Issue | ¦ Barclays Bank Plc - Series 180 - USD 250,000,000 FRN due 13 Jan 2012 | ||
|---|---|---|---|
| ISIN Number | ¦ XS0408595352 | ||
| ISIN Reference | ¦ 40859535 | ||
| Issue Nomin USD | ¦ 250,000,000 | ||
| Period | ¦ 13/07/10 to 13/10/10 | Payment Date 13/10/10 | |
| Number of Days | ¦ 92 | ||
| Rate | ¦ 1.05681 | ||
| Denomination USD | ¦ 100,000 | ¦ | ¦ |
| Amount Payable per Denomination | ¦ 270.07 | ¦ | ¦ |
| Bank of New York | |||
| Rate Fix Desk | Telephone | ¦ 44 1202 689580 | |
| Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No.4
Publication of Final Terms
The following final terms has been approved by the UK Listing Authority and is available for viewing:
Final Terms in relation to Barclays Bank PLC's issue of €1,500,000,000 6.00 per cent. Fixed Rate Subordinated Notes due 2021 under the Barclays PLC and Barclays Bank PLC £60,000,000,000 Debt Issuance Programme
To view the full document, please paste the following URL into the address bar of your browser:
http://www.rns-pdf.londonstockexchange.com/rns/2184P_1-2010-7-12.pdf
For further information, please contact
Barclays Treasury
1 Churchill Place
Canary Wharf
London E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT : You must read the following before continuing : The following applies to the Final Terms available by clicking on the link above, and you are therefore advised to read this carefully before reading, accessing or making any other use of the Final Terms. In accessing the Final Terms, you agree to be bound by the following terms and conditions, including any modifications to them, any time you receive any information from us as a result of such access.
THE FINAL TERMS MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER. THE FINAL TERMS MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED STATES TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED IN, AND IN RELIANCE ON, REGULATION S UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE " SECURITIES ACT "). ANY FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE FINAL TERMS IN WHOLE OR IN PART IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE MAY RESULT IN A VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS OF OTHER JURISDICTIONS.
NOTHING IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE FINAL TERMS HAVE NOT BEEN, AND WILL NOT BE, REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR OTHER JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE FINAL TERMS MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT IN AN OFFSHORE TRANSACTION TO A PERSON THAT IS NOT A U.S. PERSON IN ACCORDANCE WITH RULE 903 OR RULE 904 OF REGULATION S UNDER THE SECURITIES ACT.
Please note that the information contained in the Final Terms may be addressed to and/or targeted at persons who are residents of particular countries (specified in the Prospectus) only and is not intended for use and should not be relied upon by any person outside these countries and/or to whom the offer contained in the Final Terms is not addressed. Prior to relying on the information contained in the Final Terms you must ascertain from the Prospectus whether or not you are part of the intended addressees of the information contained therein.
Confirmation of your Representation : In order to be eligible to view the Final Terms or make an investment decision with respect to any Notes issued or to be issued pursuant to the Final Terms, you must be a person other than a U.S. person (within the meaning of Regulation S under the Securities Act). By accessing the Final Terms, you shall be deemed to have represented that you are not a U.S. person, and that you consent to delivery of the Final Terms via electronic publication.
You are reminded that the Final Terms has been made available to you on the basis that you are a person into whose possession the Final Terms may be lawfully delivered in accordance with the laws of the jurisdiction in which you are located and you may not, nor are you authorised to, deliver the Final Terms to any other person.
The Final Terms does not constitute, and may not be used in connection with, an offer or solicitation in any place where offers or solicitations are not permitted by law. If a jurisdiction requires that the offering be made by a licensed broker or dealer and the underwriters or any affiliate of the underwriters is a licensed broker or dealer in that jurisdiction, the offering shall be deemed to be made by the underwriters or such affiliate on behalf of the issuer in such jurisdiction. Under no circumstances shall the Final Terms constitute an offer to sell, or the solicitation of an offer to buy, nor shall there be any sale of any Notes issued or to be issued pursuant to the Final Terms, in any jurisdiction in which such offer, solicitation or sale would be unlawful.
The Final Terms has been made available to you in an electronic form. You are reminded that documents transmitted via this medium may be altered or changed during the process of electronic transmission and consequently none of the issuer, its advisers nor any person who controls any of them nor any director, officer, employee nor agent of it or affiliate of any such person accepts any liability or responsibility whatsoever in respect of any difference between the Final Terms made available to you in electronic format and the hard copy version available to you on request from the issuer.
Exhibit No.5
| As Agent Bank, please be advised of the following rate determined on: 12/07/10 — Issue | ¦ Barclays Bank Plc - Series 200 - USD 475,000,000 Guaranteed FRN Due 14 Apr 2012 | ||
|---|---|---|---|
| ISIN Number | ¦ XS0440449865 | ||
| ISIN Reference | ¦ US06738G7S32 | ||
| Issue Nomin USD | ¦ 475,000,000 | ||
| Period | ¦ 14/07/10 to 14/10/10 | Payment Date 14/10/10 | |
| Number of Days | ¦ 92 | ||
| Rate | ¦ 0.79556 | ||
| Denomination USD | ¦ 1,000 | ¦ | ¦ |
| Amount Payable per Denomination | ¦ 2.03 | ¦ | ¦ |
| Bank of New York | |||
| Rate Fix Desk | Telephone | ¦ 44 1202 689580 | |
| Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No.6
| As Agent Bank, please be advised of the following rate determined on: 13/07/10 — Issue | ¦ Barclays Bank Plc - Series 178 - GBP 2,000,000,000 FRN due 13 Jan 2012 | ||
|---|---|---|---|
| ISIN Number | ¦ XS0408286994 | ||
| ISIN Reference | ¦ 40828699 | ||
| Issue Nomin GBP | ¦ 2,000,000,000 | ||
| Period | ¦ 13/07/10 to 13/10/10 | Payment Date 13/10/10 | |
| Number of Days | ¦ 92 | ||
| Rate | ¦ 0.98344 | ||
| Denomination GBP | ¦ 100,000 | ¦ 2,000,000,000 | ¦ |
| Amount Payable per Denomination | ¦ 247.88 | ¦ 4,957,615.34 | ¦ |
| Bank of New York | |||
| Rate Fix Desk | Telephone | ¦ 44 1202 689580 | |
| Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No.7
| As Agent Bank, please be advised of the following rate determined on: 15/07/10 — Issue | ¦ Barclays Bank Plc - Series 175 - USD 2,000,000,000 FRN due 19 December 2011 | ||
|---|---|---|---|
| ISIN Number | ¦ XS0406399427 | ||
| ISIN Reference | ¦ 40639942 | ||
| Issue Nomin USD | ¦ 2,000,000,000 | ||
| Period | ¦ 19/07/10 to 19/08/10 | Payment Date 19/08/10 | |
| Number of Days | ¦ 31 | ||
| Rate | ¦ 1.29063 | ||
| Denomination USD | ¦ 100,000 | ¦ 2,000,000,000 | ¦ 1,000 |
| Amount Payable per Denomination | ¦ 111.14 | ¦ 2,222,751.67 | ¦ 1.11 |
| Bank of New York | |||
| Rate Fix Desk | Telephone | ¦ 44 1202 689580 | |
| Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No.8
| Re: |
|---|
| GBP 2000000000 |
| MATURING: 16-May-2018 |
| ISIN: XS0398795574 |
| PLEASE BE ADVISED THAT THE INTEREST RATE FOR THE PERIOD |
| 16-Jul-2010 TO 16-Aug-2010 HAS BEEN FIXED AT 1.121250 PCT |
| DAY BASIS: ACTUAL/365(FIX) |
| INTEREST PAYABLE VALUE 16-Aug-2010 WILL AMOUNT TO: |
| GBP 47.61 PER GBP 50000 DENOMINATION |
Exhibit No.9
| Re: |
|---|
| GBP 1000000000 |
| MATURING: 16-May-2019 |
| ISIN: XS0398797604 |
| PLEASE BE ADVISED THAT THE INTEREST RATE FOR THE PERIOD |
| 16-Jul-2010 TO 16-Aug-2010 HAS BEEN FIXED AT 1.121250 PCT |
| DAY BASIS: ACTUAL/365(FIX) |
| INTEREST PAYABLE VALUE 16-Aug-2010 WILL AMOUNT TO: |
| GBP 47.61 PER GBP 50000 DENOMINATION |
Exhibit No.10
| As Agent Bank, please be advised of the following rate determined on: 16/07/10 — Issue | ¦ BARCLAYS BANK PLC - USD 600,000,000 Undated FRN due Perpetual | ||
|---|---|---|---|
| ISIN Number | ¦ GB0000779529 | ||
| ISIN Reference | ¦ | ||
| Issue Nomin USD | ¦ 600,000,000 | ||
| Period | ¦ 20/07/10 to 20/01/11 | Payment Date 20/01/11 | |
| Number of Days | ¦ 184 | ||
| Rate | ¦ 1. | ||
| Denomination USD | ¦ 10,000 | ¦ 100,000 | ¦ |
| Amount Payable per Denomination | ¦ | ¦ | ¦ |
| Bank of New York | |||
| Rate Fix Desk | Telephone | ¦ 44 1202 689580 | |
| Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No.11
| As Agent Bank, please be advised of the following rate determined on: 16/07/10 — Issue | ¦ Barclays Bank Plc - Series 157 - EUR 1,250,000,000 Callable Subordinated FRN due 20-Apr-2016 | ||
|---|---|---|---|
| ISIN Number | ¦ XS0240949791 | ||
| ISIN Reference | ¦ 24094979 | ||
| Issue Nomin EUR | ¦ 1,250,000,000 | ||
| Period | ¦ 20/07/10 to 20/10/10 | Payment Date 20/10/10 | |
| Number of Days | ¦ 92 | ||
| Rate | ¦ 1.036 | ||
| Denomination EUR | ¦ 1,250,000,000 | ¦ | ¦ |
| Amount Payable per Denomination | ¦ 3,309,444.44 | ¦ | ¦ |
| Bank of New York | |||
| Rate Fix Desk | Telephone | ¦ 44 1202 689580 | |
| Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No.12
| As Agent Bank, please be advised of the following rate determined on: 16/07/10 — Issue | ¦ BARCLAYS BANK PLC - USD 600,000,000 Undated FRN due Perpetual | ||
|---|---|---|---|
| ISIN Number | ¦ GB0000779529 | ||
| ISIN Reference | ¦ | ||
| Issue Nomin USD | ¦ 600,000,000 | ||
| Period | ¦ 20/07/10 to 20/01/11 | Payment Date 20/01/11 | |
| Number of Days | ¦ 184 | ||
| Rate | ¦ 1. | ||
| Denomination USD | ¦ 10,000 | ¦ 100,000 | ¦ |
| Amount Payable per Denomination | ¦ 51.11 | ¦ 511.10 | ¦ |
| Bank of New York | |||
| Rate Fix Desk | Telephone | ¦ 44 1202 689580 | |
| Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No.13
| As Agent Bank, please be advised of the following rate determined on: 22/07/10 — Issue | ¦ Barclays Bank Plc - Series 193 - EUR 1,500,000,000 FRN due 25 Oct 2010 | ||
|---|---|---|---|
| ISIN Number | ¦ XS0424840758 | ||
| ISIN Reference | ¦ 042484075 | ||
| Issue Nomin EUR | ¦ 1,500,000,000 | ||
| Period | ¦ 26/07/10 to 25/10/10 | Payment Date 25/10/10 | |
| Number of Days | ¦ 91 | ||
| Rate | ¦ 2.284 | ||
| Denomination EUR | ¦ 50,000 | ¦ | ¦ |
| Amount Payable per Denomination | ¦ 288.67 | ¦ | ¦ |
| Bank of New York | |||
| Rate Fix Desk | Telephone | ¦ 44 1202 689580 | |
| Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No.14
| As Agent Bank, please be advised of the following rate determined on: 26/07/10 — Issue | ¦ Barclays Bank Plc - Series 203 - EUR 2,560,000,000 FRN due 28 Jan 2013 | ||
|---|---|---|---|
| ISIN Number | ¦ XS0459903620 | ||
| ISIN Reference | ¦ 045990362 | ||
| Issue Nomin EUR | ¦ 2,560,000,000 | ||
| Period | ¦ 28/07/10 to 28/10/10 | Payment Date 28/10/10 | |
| Number of Days | ¦ 92 | ||
| Rate | ¦ 1.689 | ||
| Denomination EUR | ¦ 1,000 | ¦ 50,000 | ¦ 2,560,000,000 |
| Amount Payable per Denomination | ¦ 4.32 | ¦ Pok215.82 | ¦ XS0459903620 |
| Bank of New York | |||
| Rate Fix Desk | Telephone | ¦ 44 1202 689580 | |
| Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No.15
| As Agent Bank, please be advised of the following rate determined on: 28/07/10 — Issue | ¦ Barclays Bank Plc - GBP 200,000,000 Undated FRPC Notes Series 3 PERPETUAL | ||
|---|---|---|---|
| ISIN Number | ¦ XS0015014615 | ||
| ISIN Reference | ¦ 01501461 | ||
| Issue Nomin GBP | ¦ 200,000,000 | ||
| Period | ¦ 30/07/10 to 29/10/10 | Payment Date 29/10/10 | |
| Number of Days | ¦ 91 | ||
| Rate | ¦ 1.75 | ||
| Denomination GBP | ¦ 250,000 | ¦ | ¦ |
| Amount Payable per Denomination | ¦ 1,090.75 | ¦ | ¦ |
| Bank of New York | |||
| Rate Fix Desk | Telephone | ¦ 44 1202 689580 | |
| Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No.16
BLOCK LISTING SIX MONTHLY RETURN
Date: 29 July 2010
| Name of applicant : — Name of scheme: | BARCLAYS PLC — Barclays Group Share Incentive Plan | |||
|---|---|---|---|---|
| Period of return: | From: | 01.01.10 | To: | 30.06.10 |
| Balance of unallotted securities under scheme(s) from previous return: | 10,793,455 ordinary shares of 0.25p each | |||
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 5,962,747 | |||
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 4,830,708 |
| Name of contact: | Louise Benton |
|---|---|
| Telephone number of contact: | 0207 116 2915 |
Exhibit No.17
BLOCK LISTING SIX MONTHLY RETURN
Date: 29 July 2010
| Name of applicant : — Name of scheme: | BARCLAYS PLC — Barclays Bank PLC £4,050,000,000 9.75 per cent. Mandatorily Convertible Notes due 30 September 2009 convertible into fully paid ordinary shares of Barclays PLC, Issue Price 100 per cent. | |||
|---|---|---|---|---|
| Period of return: | From: | 01.01.10 | To: | 30.06.10 |
| Balance of unallotted securities under scheme(s) from previous return: | 129 ordinary shares of 0.25p each | |||
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 0 | |||
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 129 |
| Name of contact: | Louise Benton |
|---|---|
| Telephone number of contact: | 0207 116 2915 |
Exhibit No.18
BLOCK LISTING SIX MONTHLY RETURN
Date: 29 July 2010
| Name of applicant : — Name of scheme: | BARCLAYS PLC — Warrants to subscribe for ordinary shares | |||
|---|---|---|---|---|
| Period of return: | From: | 01.01.10 | To: | 30.06.10 |
| Balance of unallotted securities under scheme(s) from previous return: | 1,137,656,427 ordinary shares of 0.25p each | |||
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 626,835,443 | |||
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 510,820,984 |
| Name of contact: | Louise Benton |
|---|---|
| Telephone number of contact: | 0207 116 2915 |
Exhibit No.19
BLOCK LISTING SIX MONTHLY RETURN
Date: 29 July 2010
| Name of applicant : — Name of scheme: | BARCLAYS PLC — Woolwich Executive Share Option Plan (ESOP) | |||
|---|---|---|---|---|
| Period of return: | From: | 01.01.10 | To: | 30.06.10 |
| Balance of unallotted securities under scheme(s) from previous return: | 294,896 ordinary shares of 0.25p each | |||
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 0 | |||
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 294,896 |
| Name of contact: | Louise Benton |
|---|---|
| Telephone number of contact: | 0207 116 2915 |
Exhibit No.20
BLOCK LISTING SIX MONTHLY RETURN
Date: 29 July 2010
| Name of applicant : — Name of scheme: | BARCLAYS PLC — Woolwich SAYE Share Option Scheme | |||
|---|---|---|---|---|
| Period of return: | From: | 01.01.10 | To: | 30.06.10 |
| Balance of unallotted securities under scheme(s) from previous return: | 808,581 ordinary shares of 0.25p each | |||
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 0 | |||
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 808,581 |
| Name of contact: | Louise Benton |
|---|---|
| Telephone number of contact: | 0207 116 2915 |
Exhibit No.21
BLOCK LISTING SIX MONTHLY RETURN
Date: 29 July 2010
| Name of applicant : — Name of scheme: | BARCLAYS PLC — Renewed 1986 Executive Share Option Scheme | |||
|---|---|---|---|---|
| Period of return: | From: | 01.01.10 | To: | 30.06.10 |
| Balance of unallotted securities under scheme(s) from previous return: | 980,192 ordinary shares of 0.25p each | |||
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 0 | |||
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 980,192 |
| Name of contact: | Louise Benton |
|---|---|
| Telephone number of contact: | 0207 116 2915 |
Exhibit No.22
BLOCK LISTING SIX MONTHLY RETURN
Date: 29 July 2010
| Name of applicant : — Name of scheme: | BARCLAYS PLC — Renewed 1981 & 1991 SAYE Share Option Scheme | |||
|---|---|---|---|---|
| Period of return: | From: | 01.01.10 | To: | 30.06.10 |
| Balance of unallotted securities under scheme(s) from previous return: | 19,437,737 ordinary shares of 0.25p each | |||
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 781,790 | |||
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 18,655,947 |
| Name of contact: | Louise Benton |
|---|---|
| Telephone number of contact: | 0207 116 2915 |
Exhibit No.23
BLOCK LISTING SIX MONTHLY RETURN
Date: 29 July 2010
| Name of applicant : — Name of scheme: | BARCLAYS PLC — Barclays Incentive Share Option Plan | |||
|---|---|---|---|---|
| Period of return: | From: | 01.01.10 | To: | 30.06.10 |
| Balance of unallotted securities under scheme(s) from previous return: | 3,225,101 ordinary shares of 0.25p each | |||
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 0 | |||
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 56,984 | |||
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 3,168,117 |
| Name of contact: | Louise Benton |
|---|---|
| Telephone number of contact: | 0207 116 2915 |
Exhibit No.24
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | |
|---|---|
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Barclays Plc |
| 2. Reason for the notification (please tick the appropriate box or boxes): | |
| An acquisition or disposal of voting rights | Yes |
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached. | |
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |
| An event changing the breakdown of voting rights | |
| Other (please specify): | |
| 3. Full name of person(s) subject to the notification obligation: | Legal & General Group Plc (L&G) |
| 4. Full name of shareholder(s) (if different from 3.): | Legal & General Assurance (Pensions Management) Limited (PMC) |
| 5. Date of the transaction and date on which the threshold is crossed or reached: | 28 July 2010 |
| 6. Date on which issuer notified: | 29 July 2010 |
| 7. Threshold(s) that is/are crossed or reached: | L&G (From 3% to 4%) |
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| 8. Notified details: | |||||||
|---|---|---|---|---|---|---|---|
| A: Voting rights attached to shares | |||||||
| Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
| Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights | |||
| Direct | Indirect | Direct | Indirect | ||||
| Ordinary 25p | 481,303,803 (As on 01/07/2010) | 486,884,293 | 486,884,293 | 4.04% | |||
| B: Qualifying Financial Instruments | |||||||
| Resulting situation after the triggering transaction | |||||||
| Type of financial instrument | Expiration date | Exercise/ Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | |||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | |||||||
| Resulting situation after the triggering transaction | |||||||
| Type of financial instrument | Exercise price | Expiration date | Exercise/ Conversion period | Number of voting rights instrument refers to | % of voting rights | ||
| Nominal | Delta | ||||||
| Total (A+B+C) | |||||||
| Number of voting rights | Percentage of voting rights | ||||||
| 486,884,293 | 4.04% |
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- Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
Legal & General Group Plc (Direct and Indirect) (Group)
Legal & General Investment Management Limited (Indirect) (LGIM)
Legal & General Group Plc (Direct) (L&G) ( 486,884,293 - 4.04%= LGAS, LGPL & PMC)
Legal & General Assurance (Pensions Management) Limited (PMC) ( 403,233,134 - 3.34%= PMC)
Legal & General Assurance Society Limited (LGAS & LGPL)
| Proxy Voting: | |
|---|---|
| 10. Name of the proxy holder: | N/A |
| 11. Number of voting rights proxy holder will cease to hold: | N/A |
| 12. Date on which proxy holder will cease to hold voting rights: | N/A |
| 13. Additional information: | Notification using the total voting rights figure of 12,045,214,194 |
| 14. Contact name: | Wayne Powell (LGIM) |
| 15. Contact telephone number: | 020 3124 3851 |
Exhibit No.25
30 July 2010
Barclays PLC - Voting Rights and Capital
In conformity with the Disclosure and Transparency Rules, Barclays PLC's issued share capital consists of 12,046,248,294 ordinary shares with voting rights as at 29 July 2010. There are no ordinary shares held in Treasury.
The above figure ( 12,046,248,294 ) may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, Barclays PLC under the FSA's Disclosure and Transparency Rules.