AI assistant
Ascent Solar Technologies, Inc. — Director's Dealing 2021
Aug 20, 2021
35368_dirs_2021-08-19_057a275b-72f7-4b14-ac66-5bf3d59f8177.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2021-08-16
Reporting Person: BD1 Investment Holding, LLC (10% Owner)
Reporting Person: Kuhn Johannes (10% Owner)
Reporting Person: Kuhn Ute (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-16 | Unsecured convertible promissory notes | $0.0001 | S | 6000000000 | Disposed | Common Stock (6000000000) | Direct |
Footnotes
F1: On August 16, 2021, BD 1 Investment Holding, LLC ("BD1") sold and assigned a portion of an unsecured convertible promissory note equal to $600,000 in principal amount for a purchase price of $600,000. Following the transaction, BD1 owns two unsecured convertible promissory notes with principal amounts of $9,740,000 and $160,000, convertible at any time into 99,000,000,000 shares of Issuer's common stock at a fixed conversion price of $0.0001 per share. This joint filing on Form 4 includes Mr. Johannes Kuhn and Mrs. Ute Kuhn who are the 100% indirect owners of BD1.
F2: The maturity date is December 18, 2025.