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Arq, Inc. — Director's Dealing 2022
Mar 25, 2022
14889_dirs_2022-03-25_de95dd5d-0371-420f-be07-02d174e799d7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Advanced Emissions Solutions, Inc. (ADES)
CIK: 0001515156
Period of Report: 2022-03-23
Reporting Person: Wong Joseph M (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-23 | Common Stock | A | 16710 | — | Acquired | 55756 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-23 | Performance Share Unit | $ | A | 33420 | Acquired | 2025-03-10 | Common Stock (33420.0) | Direct |
Footnotes
F1: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2025 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2024.
F2: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award.
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