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ARGAN INC — Director's Dealing 2016
Sep 28, 2016
31210_dirs_2016-09-28_b60936ae-33d4-4715-8353-48cf10d25234.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARGAN INC (AGX)
CIK: 0000100591
Period of Report: 2016-09-27
Reporting Person: Griffin William F Jr (Director, VC/CEO of Gemma Power Systems)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-27 | Common Stock | J | 25000 | — | Disposed | 356150 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option to purchase Common Stock | $18.87 | 2022-12-18 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: On September 27, 2016, 25,000 shares of the Issuer's common stock were transferred by William F. Griffin, Jr. Revocable Trust DTD 12/09/04 (the "Revocable Trust") to Sharon K Griffin TTEE, Peach Pit Foundation, U/A DTD 12/27/2004. Pursuant to the transfer, the amount of shares of the Issuer's common stock owned by the Revocable Trust decreased from 381,150 shares to 356,150 shares.
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