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APPLIED OPTOELECTRONICS, INC. Director's Dealing 2026

Jan 30, 2026

31853_dirs_2026-01-30_47b0d125-7956-4108-92da-9d66b15ad614.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2026-01-28

Reporting Person: Kuo David C (*** See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2026-01-28	Common Stock, $.001 par value	S	12000	$45.055	Disposed	114636	Direct

Footnotes

F1: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 15, 2025. The shares were sold in multiple transactions at actual sale prices ranging from $45.000 to $45.225 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.