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ALPHA PRO TECH LTD — Director's Dealing 2020
Mar 3, 2020
34573_dirs_2020-03-03_f3a2f18a-f8c7-4a6c-bfe2-a94de7dfbc9f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALPHA PRO TECH LTD (APT)
CIK: 0000884269
Period of Report: 2020-02-28
Reporting Person: Garcia David R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-28 | common stock | M | 10000 | $1.58 | Acquired | 10000 | Direct |
| 2020-02-28 | common stock | M | 15000 | $3.45 | Acquired | 25000 | Direct |
| 2020-02-28 | common stock | M | 10000 | $3.90 | Acquired | 35000 | Direct |
| 2020-02-28 | common stock | M | 5000 | $3.60 | Acquired | 40000 | Direct |
| 2020-02-28 | common stock | S | 40000 | $36.96 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-28 | options | $1.58 | M | 10000 | Disposed | 2020-11-18 | common stock (10000) | Direct |
| 2020-02-28 | options | $3.45 | M | 5000 | Disposed | 2021-12-18 | common stock (5000) | Direct |
| 2020-02-28 | options | $3.45 | M | 5000 | Disposed | 2021-12-18 | common stock (5000) | Direct |
| 2020-02-28 | options | $3.45 | M | 5000 | Disposed | 2021-12-18 | common stock (5000) | Direct |
| 2020-02-28 | options | $3.90 | M | 5000 | Disposed | 2022-12-18 | common stock (5000) | Direct |
| 2020-02-28 | options | $3.90 | M | 5000 | Disposed | 2022-12-18 | common stock (5000) | Direct |
| 2020-02-28 | options | $3.60 | M | 5000 | Disposed | 2023-09-20 | common stock (5000) | Direct |
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