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Alcoa Corp — Director's Dealing 2017
Feb 7, 2017
30683_dirs_2017-02-06_cc47c76f-479f-4064-a7b6-adce765bbfc0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alcoa Corp (AA)
CIK: 0001675149
Period of Report: 2017-02-02
Reporting Person: Heeter Jeffrey D. (EVP, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-02 | Common Stock, par value $0.01 per share | A | 3990 | — | Acquired | 35151 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-02 | Employee Stock Option (right to buy) | $37.68 | A | 12050 | Acquired | 2027-02-02 | Common Stock (12050) | Direct |
Footnotes
F1: Award of restricted stock units (RSUs), which are settled in stock upon vesting, generally on the third anniversary of the date of grant.
F2: The option vests in three equal annual installments beginning February 2, 2018.