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ABBOTT LABORATORIES — Director's Dealing 2013
Jun 6, 2013
29777_rns_2013-06-06_c71d3b14-1d49-4931-9446-82c3e44a9d0e.pdf
Director's Dealing
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SEC FORM 4
SEC Form 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
FORM 4
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----- Start of picture text ----- OMB Number: 3235-0287December 31,Expires: 2014Estimated average burdenhours per response:hours per response: 0.5response:----- End of picture text -----
Washington, D.C. 20549
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----- Start of picture text ----- Instruction 1(b).Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Estimated average burdenhours per response: 0.5Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934or Section 30(h) of the Investment Company Act of 19402. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer1. Name and Address of Reporting Person [*]ABBOTT LABORATORIES [ ABT ] (Check all applicable)Warmuth Michael J Director 10% OwnerX Officer (give title Other (specifybelow) below)(Last) (First) (Middle) 3. Date of Earliest Transaction (Month/Day/Year)02/28/2011 Senior Vice President100 ABBOTT PARK ROAD(Street) 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (CheckApplicable Line)ABBOTTIL 60064-6400 X Form filed by One Reporting PersonPARKForm filed by More than One ReportingPerson(City) (State) (Zip)Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned1. Title of Security (Instr. 3) 2. Transaction 2A. Deemed 3. 4. Securities Acquired (A) 5. Amount of 6. 7. NatureDate Execution Date, Transaction or Disposed Of (D) (Instr. Securities Ownership of Indirect(Month/Day/Year) if any Code (Instr. 3, 4 and 5) Beneficially Form: Beneficial(Month/Day/Year) 8) Owned Direct (D) OwnershipFollowing or Indirect (Instr. 4)Reported (I) (Instr. 4)(A) TransactionCode V Amount or Price (s) (Instr. 3(D) and 4)Common shares without par value 02/28/2011 F 6,054 D $47.64 98,866 [(1)] DCommon shares without par value 02/28/2011 S 1,121 D $48.323 97,745 DCommon shares without par value 72 [(2)] I BySpouseTable II - Derivative Securities Acquired, Disposed of, or Beneficially Owned(e.g., puts, calls, warrants, options, convertible securities)1. Title of 2. 3. Transaction 3A. Deemed 4. 5. 6. Date Exercisable and 7. Title and 8. Price of 9. Number 10. 11. NatureDerivative Conversion Date Execution Date, Transaction Number Expiration Date Amount of Derivative of Ownership of IndirectSecurity or Exercise (Month/Day/Year) if any Code (Instr. of (Month/Day/Year) Securities Security derivative Form: Beneficial(Instr. 3) Price of (Month/Day/Year) 8) Derivative Underlying (Instr. 5) Securities Direct (D) OwnershipDerivative Securities Derivative Beneficially or Indirect (Instr. 4)Security Acquired Security Owned (I) (Instr. 4)(A) or (Instr. 3 and 4) FollowingDisposed Reportedof (D) Transaction(Instr. 3, 4 (s) (Instr. 4)and 5)AmountorNumberDate Expiration ofCode V (A) (D) Exercisable Date Title SharesExplanation of Responses:1. The number of shares beneficially owned by the reporting person has also been reduced by 270 shares to correct an inadvertent overstatement of the reporting person's beneficial ownership asreported on earlier forms.----- End of picture text -----
- The reporting person disclaims beneficial ownership of all securities held by his spouse.
Remarks:
These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).
John A. Berry, by power of attorney for Michael J. 03/02/2011 Warmuth
- ** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
http://www.sec.gov/Archives/edgar/data/1800/000117911011003917/xslF345X03/ed...
08/05/2013