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ABBOTT LABORATORIES — Director's Dealing 2013
Jun 6, 2013
29777_rns_2013-06-06_7a05cb61-9bf8-4782-8b6e-4c7477bc5e89.pdf
Director's Dealing
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SEC FORM 4 Page 1 of 1
SEC Form 4
FORM 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
☐ Check this box if no longer subject to Section 16, Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| OMB APPROVAL | ||
|---|---|---|
| OMB Number: | 3235-0287 | |
| Expires: | December 31, 2014 | |
| Estimated average burden hours per response: | 0.5 | |
| 1. Name and Address of Reporting Person* LINDER GREG W | ||
| Director 10% Owner | ||
| X Officer (give title below) | ||
| Other (specify below) | ||
| Vice President | ||
| --- | --- | --- |
| (Last) (First) (Middle) | ||
| 100 ABBOTT PARK ROAD | ||
| 02/08/2011 | ||
| (Street) | ||
| ABBOTT PARK IL 60064-6400 | ||
| (City) (State) (Zip) | ||
| X Form filed by One Reporting Person | ||
| Form filed by More than One Reporting Person | ||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) |
| Common shares without par value | 02/08/2011 | |
| Common shares without par value | 02/08/2011 | |
| Common shares without par value | 02/08/2011 | |
| Common shares without par value | ||
| Profit Sharing Trust | ||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||
| --- | --- | --- |
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) |
| Option (right to buy) (2) | $45.4488 | 02/08/2011 |
Explanation of Responses:
- Balance in the Abbott Laboratories Stock Retirement Trust as of February 8, 2011.
- Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16 under Rule 16b-3.
John A. Berry, by power of attorney for Greg W. Linder 02/10/2011
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
http://www.sec.gov/Archives/edgar/data/1800/000117911011002411/xslF345X03/ed... 09/05/2013