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First Capital Securities Co., Ltd. - Investor Relations & Filings

Listed IPO May 2016
Ticker · 002797 ISIN · CNE1000027G0 LEI · 3003007W6RHRZJVRZ944 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 1,492 across all filing types
Latest filing 2026-04-28 Board/Management Inform…
Country CN China
Listing Shenzhen Stock Exchange 002797 · 1 venue

About First Capital Securities Co., Ltd.

https://www.firstcapital.com.cn

First Capital Securities Co., Ltd. provides a comprehensive range of financial services, specializing in fixed income, asset management, and investment banking. The firm offers securities brokerage, underwriting, and sponsorship services, alongside investment consulting and proprietary trading. It maintains a significant presence in the bond market, providing integrated solutions for debt financing and fixed-income product innovation. Its asset management division focuses on diverse investment vehicles, including mutual funds and private equity. The company serves institutional, corporate, and individual clients, leveraging its research capabilities and risk management frameworks to deliver tailored financial strategies and capital market access.

Recent filings

Filing Released Lang Actions
2025年度董事会工作报告
Board/Management Information Classification · 95% confidence The document is titled '2025年度董事会工作报告' which translates to '2025 Board of Directors Work Report'. It details the board's activities, governance, strategic planning, compliance, ESG initiatives, and future plans for 2026. The content focuses on the board's work, governance improvements, strategic oversight, and management of risks and compliance. There is no indication that this is a full annual report with comprehensive financial statements, nor is it a short announcement or certification. The document is a detailed report on board and management activities and governance, consistent with the category of Board/Management Information (MANG).
2026-04-28 Chinese
2025年度董事会审计委员会工作报告
Audit Report / Information Classification · 95% confidence The document is titled '2025年度董事会审计委员会工作报告' which translates to '2025 Board Audit Committee Work Report'. It details the activities, meetings, and oversight functions of the audit committee for the year 2025, including review of financial reports, internal and external audits, and internal control evaluations. It references various audit reports and internal control self-evaluation reports but does not itself contain full financial statements or the full annual report. The document is a detailed report on the audit committee's work and oversight, which aligns with the definition of an Audit Report / Information (AR) filing. The document length is 3861 characters, which is relatively short but contains substantive content about audit committee activities rather than just an announcement. Therefore, it is not a Report Publication Announcement (RPA) or Regulatory Filing (RNS). FY 2025
2026-04-28 Chinese
2025年度内部控制自我评价报告
Audit Report / Information Classification · 95% confidence The document is titled "2025年度内部控制自我评价报告" which translates to "2025 Internal Control Self-Evaluation Report". It extensively discusses the company's internal control evaluation, governance structure, risk management, and compliance with regulatory requirements. The content includes detailed descriptions of internal control frameworks, risk assessments, control measures across various business units, and compliance with regulatory bodies such as the China Securities Regulatory Commission. The document is comprehensive and contains substantive information about internal controls rather than just an announcement or summary. It is not a financial statement report like an Annual Report (10-K) or Interim Report (IR), nor is it an audit report (AR) or a regulatory filing (RNS). Instead, it fits the category of Audit Report / Information (AR) as it focuses on internal control evaluation and audit-related self-assessment, which is consistent with the definition of AR filings that include audit reports and internal control results but exclude full annual reports. The document length (15,000 characters) and detailed content confirm it is a full report, not a brief announcement or certification. Therefore, the appropriate classification is AR with high confidence. FY 2025
2026-04-28 Chinese
第五届董事会第九次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at the fifth board of directors' ninth meeting of the company. It includes approvals of various reports such as the 2025 annual report, financial statements, profit distribution plans, sustainability report, and other governance and compliance reports. It also mentions that these reports will be published or announced separately on the same day. The document is not the reports themselves but a formal board meeting resolution announcement. The content focuses on board decisions and approvals rather than presenting the full financial or operational data of the company. Therefore, it fits best under the category of Board/Management Information (MANG), which covers announcements of board decisions and management changes or approvals.
2026-04-28 Chinese
2026年一季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled as the "2026年第一季度报告" which translates to "2026 First Quarter Report". It contains detailed financial data including balance sheets, profit and loss statements, cash flow statements, and notes on financial performance for the first quarter of 2026. The document explicitly states it is a quarterly report and includes comprehensive financial statements and analysis for a period shorter than a full fiscal year. It also mentions that the report is unaudited, which is common for interim or quarterly reports. There is no indication that this is merely an announcement or a certification; the document contains substantive financial data and analysis. Therefore, the document fits the definition of an Interim / Quarterly Report (IR). Q1 2026
2026-04-28 Chinese
2025年年度审计报告
Audit Report / Information Classification · 100% confidence The document is titled as an audit report and financial statements for the fiscal year 2025, covering the period from January 1, 2025 to December 31, 2025. It includes an auditor's opinion, detailed audit procedures, key audit matters, and comprehensive financial statements such as consolidated and parent company balance sheets, profit and loss statements, cash flow statements, and notes to the financial statements. The presence of an independent auditor's report and full financial statements indicates this is a standalone audit report rather than a full annual report or other filing. The document length is substantial (15,000 characters), and it contains actual financial data and detailed audit information, not just an announcement or certification. Therefore, the document fits the definition of an Audit Report / Information (AR). FY 2025
2026-04-28 Chinese

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